Securities Attorney Alan Rosca Interviewed by Gary Heldt in A Recent Episode of the Podcast


 

Investor rights attorney and securities law professor Alan Rosca was recently a guest in The Grow Your Business and Grow Your Wealth podcast with Gary Heldt. 

In the episode attorney Rosca elaborates on subjects such as:

FINRA and its role in the investment dispute process;

Ponzi schemes and how investors become victims; 

Why should investors run a background check on their professional and what tools are available to them to do so; 

Who is the typical investor who is most often victimized by financial abuse; 

Why is due diligence the most important process for an investor before entrusting their money to an investment adviser;

Red flags that should serve as warning signs before investing.


To learn more about attorney Alan Rosca and his practice visit https://investorlawyers.org/our-team/alan-rosca/ and https://alanroscaesq.com/


To connect with attorney Alan Rosca visit the platforms below:

https://www.facebook.com/alanroscaesq/

https://www.linkedin.com/in/alan-rosca/

https://twitter.com/alanrosca


Subscribe to attorney Alan Rosca's Youtube channel for the latest investor news and important information: Youtube

Comments

Post a Comment

Popular posts from this blog

Tyler Tysdal Investors Might Be Able To Recover Losses

Image
  Tyler Tysdal Funds Investor Alert: Investor rights lawyers are evaluating possible investment loss recovery options on behalf of investors  who believe they suffered losses  in Cobalt Sports Capital and other Tysdal-related investment vehicles that were referenced in the SEC’s action for securities fraud against Tyler Tysdal, and/or the criminal indictment for securities fraud against Tysdal.   Are you concerned you lost money in funds controlled by Tyler Tysdal?  Attorneys are evaluating  potential claims against t hird parties  that  might be liable  to investors .  Visit Tydal Investor Center to learn more ,  here  https://investorlawyers.org/tysdal-investor-center/
Read more

Vida Longevity Investigation Reveals Investors Might Be Able to Recover Losses

Image
  Investor lawyers at Goldman Scarlato & Penny recently announced the investigation of potential claims on behalf of investors who might have been recommended to invest in Vida Longevity Fund without being properly informed on the risks and features of the investments. Furthermore, investor lawyers added that Vida was not suitable for all investments. Visit V ida Longevity Investors Center page for the latest updates. Concerned investors may call 888-998-0530 , email rosca@lawgsp.com , or leave a message through the contact form on the website.
Read more

Alan Rosca, A Securities Attorney and Investor Advocate, Explains When FINRA Is The Right Forum for Investment Disputes

Image
  "Sometimes it is, and sometimes maybe less so. The problem with FINRA arbitration is that for some types of cases FINRA arbitration is great, and for other types of cases FINRA arbitration is just not the right forum. It depends on whether a case is larger or smaller, or more complex, or simpler. For a simple case, where the facts are clear, I like FINRA arbitration because I am able to finish a case fairly quickly and at low cost, and that means, hopefully, money in the investors’ pocket sooner with fewer expenses. On the other hand, for a more complex case, where a lot more discovery or evidence needs to be fleshed out, before we can get to trial, FINRA arbitration is just not the proper place to resolve disputes. It is not a one size fits all solution: for some cases FINRA is great, but other cases should not be before FINRA arbitration." - Attorney Alan Rosca, PIABA Interview To find out more about the practice and admissions of Alan Rosca visit https://investorlawyers....
Read more