Securities Attorney Alan Rosca Explains Why Don’t More Investors Bring Claims to Recover Investment Losses
"Sometimes investors think their money is gone because of forces outside of their control, and because of nobody’s fault. They just let that money go and they think: "it happened, it’s nobody’s fault, I just lost the money". Investors don’t realize what the rules applicable to the industry are, and how strict those rules are, and how financial industry entities must abide by an extensive body of rules that is designed to protect investors. Oftentimes investors don’t realize they actually have legal redress against somebody for their loss." - attorney Alan Rosca, PIABA Interview
To find out more about the practice and admissions of attorney Alan Rosca visit https://investorlawyers.org/our-team/alan-rosca/
Attorney Alan Rosca often writes for various publications across the country on topics from investment fraud to securities regulation. A list of Mr. Rosca’s articles can be found below:
COVID-Triggered Inflation Could Upend Traditional Investing Principles, Hurt Seniors’ Investments, published on January 21, 2021 in HG.org
Affinity Fraud and Ponzi Schemes: Victimizing One’s Own, published on January 18, 2021, in Global Law Experts
Are You About to Be the Victim of a Ponzi Scheme?, published on January 2, 2021, in Entrepreneur
The Flip Side Of The Registered Investment Adviser Explosion: What Investors Need To Know , published on December 11, 2020, in Benzinga
Leading Signs You May Be at Risk for an Oil and Gas Ponzi Scheme, published on November 20, 2020, in Marketwatch
5 Red Flags For Pandemic-Related Investment Scams, published on November 19, 2020, in Law360
FinCEN leaks show need for transparency — including in civil litigation, published on October 20, 2020, in Crain’s Cleveland Business
That advice about not looking at your portfolio when the market crashes?, published on October 8, in Medium
New SEC rules or not, investors still need to be vigilant, published on August 26, 2020 in Crain’s Cleveland Business
Investment advisers working from home heightens ‘selling away’ concern, published on July 19, 2020 in Crain’s Cleveland Business
Attorney Rosca has been interviewed in the national media on topics from investment fraud to securities regulation. Visit https://alanroscaesq.com/#inthenews for a complete list of interviews.
Alan Rosca is a Professor of Securities Regulation at Cleveland-Marshall College of Law. For academic papers and collaborations visit:
Alan Rosca Google Scholar
Alan Rosca Academia
Alan Rosca Researchgate
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Follow attorney Alan Rosca on:
Twitter https://twitter.com/alanrosca
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