Securities and Investor Rights Attorney Alan Rosca Explains Where to File An Investment Dispute





It depends. It depends on who the dispute is against. It depends on what type of agreements the investor signed with the entities that they are suing. Some disputes might have to be resolved in arbitration, before an entity called FINRA, which stands for Financial Industry Regulatory Authority. Other disputes might be resolved in state court or federal court.

TTo find out more about the practice and admissions of Alan Rosca visit https://investorlawyers.org/our-team/alan-rosca/
Attorney Alan Rosca often writes for various publications across the country on topics from investment fraud to securities regulation. A list of Mr. Rosca’s articles can be found below:

COVID-Triggered Inflation Could Upend Traditional Investing Principles, Hurt Seniors’ Investments, published on January 21, 2021 in HG.org

Affinity Fraud and Ponzi Schemes: Victimizing One’s Own, published on January 18, 2021, in Global Law Experts

 Are You About to Be the Victim of a Ponzi Scheme?, published on January 2, 2021, in Entrepreneur

The Flip Side Of The Registered Investment Adviser Explosion: What Investors Need To Know , published on December 11, 2020, in Benzinga

Leading Signs You May Be at Risk for an Oil and Gas Ponzi Scheme, published on November 20, 2020, in Marketwatch

5 Red Flags For Pandemic-Related Investment Scams, published on November 19, 2020, in Law360

FinCEN leaks show need for transparency — including in civil litigation, published on October 20, 2020, in Crain’s Cleveland Business

That advice about not looking at your portfolio when the market crashes?, published on October 8, in Medium

New SEC rules or not, investors still need to be vigilant, published on August 26, 2020 in Crain’s Cleveland Business

Investment advisers working from home heightens ‘selling away’ concern, published on July 19, 2020 in Crain’s Cleveland Business


Attorney Rosca has been interviewed in the national media on topics from investment fraud to securities regulation. Visit https://alanroscaesq.com/#inthenews​ for a complete list of interviews. Alan Rosca is a Professor of Securities Regulation at Cleveland-Marshall College of Law. For academic papers and collaborations visit:

https://scholar.google.com/citations?user=p6KB2EIAAAAJ&hl=en&authuser=2&oi=ao 

https://independent.academia.edu/alanroscaesq

https://www.researchgate.net/profile/Alan_Rosca

https://papers.ssrn.com/sol3/cf_dev/AbsByAuth.cfm?per_id=4460781

https://orcid.org/0000-0001-8389-9581

https://publons.com/researcher/4060281/alan-rosca/

https://works.bepress.com/alan-rosca/

https://learninglab.si.edu/profile/alanroscaesq

 Follow attorney Alan Rosca on: Twitter https://twitter.com/alanrosca​ Facebook https://www.facebook.com/alanroscaesq/​ Linkedin https://www.linkedin.com/in/alan-rosca/

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